Sea Port Group Securities, LLC (“Seaport”) is an Introducing Broker/Dealer clearing through Broadcort®, a division of Merrill Lynch, Pierce, Fenner & Smith Incorporated. (www.bcp.ml.com)
Personal Information Collected
The non-public personal information we collect about you comes primarily from the account application or other forms you submit to us in support of such application, this may include address, telephone number, Social Security or Tax ID number as well as income.
We may also gather information relating to your transactions, including account balances, positions and activity.
Sharing of Nonpublic Information
Seaport does not disclose non-public information relating to current or former customers with any unaffiliated third parties, except as required or permitted by law. This may include sharing your information with non-affiliated companies that perform support services for your account or process your transactions with us. We may disclose information to regulatory authorities and law enforcement officials who have jurisdiction over us or if we are required to do so by applicable law and to provide information to protect against fraud.
Seaport may share your non-public personal information with its affiliates. However, you can contact us at any time to limit our sharing by calling the Compliance Department at 212-616-7700 or emailing Compliance@theseaportgroup.com.
Seaport restricts access to your information to those of our employees and service providers who are involved in administering the services that we offer. We strive to ensure that our systems are secure and they meet industry standards. Seaport maintains physical, electronic, and procedural safeguards that are designed to comply with applicable law.
Sea Port Group Securities, LLC
Attn: Compliance Department
360 Madison Avenue, 22nd Floor
New York, NY 10017